Regulatory Duties
I would like to introduce you all to the department I work in at Ultradent, Regulatory Affairs. We have a group of five folks that works diligently to support Ultradent’s enormous product line.
Here’s our group:
Pictured left to right are Ruth Gardner, Marie Hess, Diane Rogers, Corey Jaseph, and Karen Kakunes. Diane and Corey are managers, Ruth and Marie support international registration efforts, and Karen prepares technical files and supports the whitening line.
One of the main regulatory duties is to work with project teams during the design phase before a new product is brought to market. There are a number of international standards specifying product design and performance, called ISO standards (for International Standards Organization), and RA ensures that our products are tested to and meet these standards. Regulatory people also help the project team to assign a risk classification to each device, based on what kind of adverse effect the device can have on patients and users of the product. Of course, the risk classification systems are different in every country – e.g., Canada is different from the US, and both are different from the EU (European Union) and Japan. Because of this, people in regulatory have to have a grounding in many different countries’ laws.
Another important regulatory duty is to prepare product submissions for the US and EU so that we can sell our products legally. In the US, this is a submission called a 510(k) and this document is sent to the Food and Drug Administration (FDA), who reviews and then ‘clears’ the product. It takes a number of months to prepare the submission and it takes 30 – 90 days to hear back from the FDA. For the EU, a technical file must be prepared, specified by the European Medical Device Directive (an EU law). The technical file is reviewed by a consultant called a Notified Body, someone who has been approved by the EU governing body to audit to its laws. Both the technical file and the 510(k) take time and effort to prepare and are the result of working with many teams throughout the company.
Regulatory’s other main duty is to provide documentation to distributors and consultants so that UPI products can be registered in over 100 countries throughout the world. Every country has different requirements and needs. Many countries have not translated their laws into English, so distributors and consultants within that country prepare the submissions. Our team supports these efforts by providing information about our products to these countries. These activities must be done when a product is first registered in a country, and many countries also have periodic re-registration requirements, so our team is kept busy around the clock and year round.
These are the three main activities in Regulatory Affairs. We do a lot more than this, but these are our first and highest priorities, ensuring that our products are and continue to be legally registered in the markets that we sell them in.


